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Case Study: Hong Kong Listed Company Experiencing Extraordinary Share Volatility

Hong Kong Stock Exchange listed Financial Services Holding Company

Hong Kong Share Volatility

Assignment and Challenges

Our client, a Beijing headquartered financial service holding company retained ³ÉÈËÊÓÆµ to conduct an ownership intelligence analysis to determine the cause of extreme Hong Kong Share Volatility in their stock.

The company had a new IR team on board, and they wanted to get information on which institutions were the source of the unusual buying and selling activity. They asked ³ÉÈËÊÓÆµ to focus on two specific dates of extraordinary activity.

Results

Using our proprietary data base of institutional investors, ³ÉÈËÊÓÆµ were able to identify both the buyers and sellers in less than two weeks and were able to provide rolling updates based on custodial disclosure.

We were able to identify several institutional and broker accounts responsible for selling, and specific retail accounts connected to retail stockbrokers responsible for buying.

Armed with this Investor Intelligence, the companies’ IR team began engagement and outreach to specific shareholders. This information was critical to managing communications into the market.

Investor Ownership Intelligence

Hong Kong Stock Exchange listed Financial Services Holding Company

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New York • Washington DC •ÌýToronto • Vancouver
London •ÌýDurban •ÌýTaipei • Hong Kong • Seoul

Global Headquarters

The Overlook Corporate Center
150 Clove Road, Suite 400
Little Falls. NJ 07424

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Europe Headquarters

Tower 42
25 Old Broad Street
London, EC2N 1HN

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APAC Headquarters

23/F One Chinachem Central,
22 Des Voeux Road Central,
Central, Hong Kong

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Canada

400 – 22 E 5th Avenue
Vancouver, BC V5T 1G8

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³ÉÈËÊÓÆµ is an independent advisory firm focused on Shareholder Meeting Advisory, Shareholder Engagement, Compensation, Governance & Sustainability services through our global network.

We go beyond, from development to execution of bold, client-first strategies, resulting in winning outcomes.

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